AB is a leading global investment-management and research firm with more than $500 billion in assets under management and a presence in 22 countries, with more than 3,600 employees worldwide. We serve clients ranging from institutions to individuals and private clients, and we offer independent research, portfolio strategy and brokerage-related services tailored to our clients’ unique needs. With forward-looking perspective and expertise in equities, fixed-income, alternatives and multi-asset strategies, more than 500 investment professionals collaborate to share ideas and make connections across disciplines, geographies, asset classes and sectors. These collective insights drive innovation and better solutions, helping us keep our clients AHEAD OF TOMORROW®..
AllianceBernstein is an equal opportunity employer. We do not discriminate based race, color, creed, national origin, sex, age, disability, marital status, sexual orientation or citizenship status.
We are seeking an Audit Director with strong business and/or audit experience to join our Internal Audit Department. This position is an opportunity for experienced professionals to join a dynamic team to deliver value added audit services.
The mission of the Internal Audit is to be a world class department which:
As a member of AB’s Internal Audit Department, experienced hires are expected to demonstrate proficiency in performing risk assessments around firm activities, evaluating controls and risk mitigation. Through execution of diverse assignments, this position offers exposure to all levels of management and the global investment management business.
Under the auspices of the Chief Audit Officer, develop and implement the US internal audit program designed to assess the adequacy and effectiveness of the investment management and core advisory processes, the effectiveness of internal controls, and compliance with management instituted policies and procedures and applicable regulatory rules and regulations.
The key job responsibilities include, but are not limited to:
Maintain high standards of audit quality by the following means:
Assist the Chief Audit Officer in accomplishing the following:
The Audit Director is also expected to:
This position requires:
Financial Services, specifically Asset Management audit or business experience
Location: Nashville, Tennessee